| 17-02872 | 06/13/2018 | Claimant(s): Allen Rosenberg
Claimant Lawyers(s): Owen Harnett
Respondent(s): American Eagle Investments.
Respondent Lawyers(s): Allen R. Rosenberg
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | |
| 16-03097 | 05/25/2018 | Claimant(s): Jacqueline Kavas, Ronald Kavas, Sharane Kavas
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Guillermo L. Bosch, John William Hannan, Timothy C Russell
Hearing Site: Philadelphia, PA
|  | Expungement |
| 18-00222 | 05/24/2018 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Michael S Taaffe
Respondent(s): Fadi Soliman
Respondent Lawyers(s): Fadi Sami Soliman
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 16-00815 | 05/02/2018 | Claimant(s): Nicholas Monaghan
Claimant Lawyers(s): Andrew J. Levin
Respondent(s): Morgan Stanley, Citigroup Global Markets., John Graff
Respondent Lawyers(s): Jeremy S. Winer, John Robert Graff
Arbitrator(s): Gordon M. Wase, William W. Lowe, Paul Albert Bechtel
Hearing Site: Philadelphia, PA
| | $0 |
| 17-00798 | 05/01/2018 | Claimant(s): Jerry Caporale
Claimant Lawyers(s): Jerry Caporale
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | |
| 16-03482 | 04/19/2018 | Claimant(s): Mark Comyns
Claimant Lawyers(s): Eric C. Milby
Respondent(s): David Fitzgerald
Respondent Lawyers(s): Joshua Horn
Arbitrator(s): Thomas Benjamin Salzer, Adam Bronstein, Mark H. Stein
Hearing Site: Philadelphia, PA
| | |
| 17-00752 | 03/22/2018 | Claimant(s): Cynthia Boylen-Pieja
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Anastasios Belesis
Respondent Lawyers(s): Anthony Varbero
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 17-00039 | 03/05/2018 | Claimant(s): Jeffrey Nadu, Patricia Nadu, Jeffrey Nadu IRA, Patricia Nadu IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): George Reath, Donald S. Bauman, Thomas E Kopil
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-01293 | 01/19/2018 | Claimant(s): Ana DeFelice, Angelo Benedetto, Barbara Lake, Eugene Mahon, Gail Eichelberger, Gloria Kittner, Grace Warner, Harold Warner, Herbert Kittner, James Lake, Jane Hocking, John Eichelberger, John Hocking, Kenneth DeFelice, Marjann Mahon, Edward and Helen Kobal, Thomas and Arlene Richardson
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Anthony Diaz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $4,339,300 |
| 17-01929 | 01/17/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Megan Christensen
Respondent(s): Richard Tighe
Respondent Lawyers(s): Richard Lyden Tighe
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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