| 18-03114 | 02/08/2019 | Claimant(s): Dominic Galati
Claimant Lawyers(s): Michael Benjamin Brown
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 18-00069 | 01/30/2019 | Claimant(s): Bart Kaplow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Capital Strategies Limited
Respondent Lawyers(s): Bart S. Kaplow
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 17-02673 | 01/29/2019 | Claimant(s): Estate of Henrietta H. Forcanser
Claimant Lawyers(s): John P. Dell'Italia
Respondent(s): Morgan Stanley, Philip Yellovich
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Joseph J. Dougherty, Robert C. Scanlan, Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-00531 | 01/25/2019 | Claimant(s): William Glassman
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-03268 | 01/15/2019 | Claimant(s): Christine Spaziani, Robert Spaziani
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel Cohen
Arbitrator(s): David F. Griesing, Emily Kay Declercq, Thomas E Kopil
Hearing Site: Philadelphia, PA
| | $0 |
| 18-01074 | 01/08/2019 | Claimant(s): James Lavorgna
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 18-00948 | 01/04/2019 | Claimant(s): Stephen Cordasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Nacarato
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 17-02103 | 01/02/2019 | Claimant(s): Eric Gasper, Stacy Gasper
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-00006 | 12/13/2018 | Claimant(s): Arthur Puglia
Claimant Lawyers(s): Arthur R. Puglia
Respondent(s): Bao Nguyen, Gregory Melendez, William Karvecky, Pecunia Management
Respondent Lawyers(s): Bao Quoc Nguyen, John E. Lawlor, Michael D. Handelsman, Michael P. Gilmore
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-02620 | 12/05/2018 | Claimant(s): Dorothy Pariot, Dorothy H. Pariot Living Trust
Claimant Lawyers(s): Seth E Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Doris J. Dabrowski, Louis P. Wagman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
