| 20-03196 | 01/11/2022 | Claimant(s): Jason Zahtila
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Commerce One Financial Inc.
Respondent Lawyers(s): John Gardini, Thomas J. Jennings
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 20-03195 | 12/01/2021 | Claimant(s): Jason Zahtila
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 20-03188 | 11/18/2021 | Claimant(s): Erik Drewes
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
| | |
| 20-03185 | 11/05/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Trident Partners Ltd.
Respondent Lawyers(s): John Gardini, Nicholas Scavone
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 20-03224 | 10/28/2021 | Claimant(s): Erik Drewes
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Kensington Wells Incorporated, American Capital Partners, South Richmond Securities.
Respondent Lawyers(s): Adam Levy, Bruce Jude Guarino, John Gardini
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 20-03181 | 10/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Morgan Stanley DW Inc., American Capital Partners
Respondent Lawyers(s): Jeremy S. Winer, John Gardini
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 20-03218 | 09/03/2021 | Claimant(s): Kevin McPhee
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John Gardini, Peter Bon Viso
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 20-02539 | 07/15/2021 | Claimant(s): Jeffrey Glazer
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Oppenheimer & Co.., Capital Growth Financial, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Michael S. Jacobs, Nicola Anne Murphy
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 20-03220 | 07/15/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Hunter Scott Financial LLC., John Thomas Financial
Respondent Lawyers(s): Corporate Office, Kevin Meade, Peter Gouzos
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 20-02483 | 06/16/2021 | Claimant(s): Richard Michalski
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): William Poon
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | |
