Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00280 | 04/11/2023 | Claimant(s): Jeremy Keller Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 23-00026 | 03/22/2023 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky, Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 22-02260 | 12/22/2022 | Claimant(s): William Shreve Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE | ||
| 22-00551 | 12/14/2022 | Claimant(s): Joanne Henry Claimant Lawyers(s): Joanne J. Henry Respondent(s): UBS Financial Services Inc., Raymond Hart, Sam Giliberti Respondent Lawyers(s): David I. Hantman, Omar Perez Arbitrator(s): Keely D. Parr Hearing Site: New York, NY |  | Expungement |
| 22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 22-01726 | 11/08/2022 | Claimant(s): Brent Lane Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02412 | 10/21/2022 | Claimant(s): Richard Vincent Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02838 | 08/12/2022 | Claimant(s): Peter Thum, Peter Thum ROTH IRA, Peter Thum Traditional IRA, The Peter Thum Rollover IRA Claimant Lawyers(s): Peter Thum Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lucienne Carasso Bulow, Elizabeth Gilbert, Sandra Holtzman Hearing Site: New York, NY | | Expungement |
| 22-00365 | 08/10/2022 | Claimant(s): Alexander Ladage Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX |