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FINRA Awards for Edward Jones

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Displaying 21-30 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0097902/05/2024Claimant(s): Matthew Fitzgerald
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
22-0098802/02/2024Claimant(s): Carolyn Distler, Robert Distler
Claimant Lawyers(s): Erin M. Phillips
Respondent(s): Edward Jones, Paul Jansen
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier
Hearing Site: St. Louis, MO
Checkmark IconExpungement
22-0080101/30/2024Claimant(s): Annella Dixon
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Tracy L. Allen, Gary P. Price, F. Bradford Johnson
Hearing Site: Indianapolis, IN
Checkmark Icon$0
23-0020312/20/2023Claimant(s): Patrick Elmore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
23-0073012/15/2023Claimant(s): Preston Rosamond
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): William Cavalier, William L. Cravens, John Gary Langford
Hearing Site: Dallas, TX
23-0076812/08/2023Claimant(s): Michael Moses
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Edward Jones
Respondent Lawyers(s): Joe N. Nguyen
Arbitrator(s): Carol H. Gold, Colin Bell, Stacey Frenche
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
23-0169412/07/2023Claimant(s): Russell Samples
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
22-0042312/05/2023Claimant(s): Ramona Mebane
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
Checkmark IconExpungement
23-0035311/14/2023Claimant(s): Glenn Beckmann
Claimant Lawyers(s): Daniel S. Peters
Respondent(s): Edward Jones
Respondent Lawyers(s): Beth M. Conran
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
Checkmark Icon$0
22-0127508/07/2023Claimant(s): Ray Nuss
Claimant Lawyers(s): Ray Nuss
Respondent(s): Edward Jones
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rhonda S. McCarthy, Leonard Arthur Nelson, Troy J. Bird
Hearing Site: Omaha, NE
Checkmark IconDismissed by Rule 12212

319 Results

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