| 09-06124 | 04/26/2010 | Claimant(s): Richard Royce Palmer IRA
Claimant Lawyers(s): Richard Royce Palmer
Respondent(s): Carl Morrison, Edward Jones
Respondent Lawyers(s): Carl Kirby Morrison, Dennis J. Capriglione
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
|  | $7,506 |
| 09-05803 | 04/20/2010 | Claimant(s): Winona State University Foundation
Claimant Lawyers(s): Kent A. Gernander
Respondent(s): Brian Thurow, Edward Jones
Respondent Lawyers(s): Jonathan M. Harris
Arbitrator(s): Jerry M. Helfand, Natalie A. Roberts, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 09-03003 | 04/09/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Williams, Wells Fargo Advisors
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King
Hearing Site: Richmond, VA
| | |
| 09-04250 | 03/23/2010 | Claimant(s): Shea Schulman
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Laurence Levy, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | $19,029 |
| 09-02203 | 03/17/2010 | Claimant(s): Charlotte Domiter
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Melissa Carlson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $500 |
| 09-00303 | 03/10/2010 | Claimant(s): Kathleen S. Lahare, Paul J. Lahare
Claimant Lawyers(s): Jessica M. Vasquez
Respondent(s): Robert McCullough, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Robert A. Wojcik
Hearing Site: New Orleans, LA
| | $0 |
| 09-05363 | 03/03/2010 | Claimant(s): Valerie Doherty
Claimant Lawyers(s): Valerie Doherty
Respondent(s): Jeffrey Gromos, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Norman L. Weiss
Hearing Site: Clearwater, FL
| | $425 |
| 09-00757 | 12/22/2009 | Claimant(s): Linda Whitney
Claimant Lawyers(s): Linda Whitney
Respondent(s): Alan Krockover, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
| | $0 |
| 09-02581 | 11/23/2009 | Claimant(s): Mitzi Gammill
Claimant Lawyers(s): Mitzi J. Gammill
Respondent(s): Don Friday, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
| | Expungement |
| 09-03049 | 11/02/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Paul Yarns
Respondent(s): Treavor Mosbaugh
Respondent Lawyers(s): Treavor James Mosbaugh
Arbitrator(s): Burton M. Fendelman
Hearing Site: New York, NY
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