FINRA Awards for Edward Jones

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 241-250 out of 319 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01450	03/16/2012	Claimant(s): Cynthia Harman Claimant Lawyers(s): John B. Veach Respondent(s): Edward Jones Respondent Lawyers(s): James B. Spears Arbitrator(s): Richard E. Miley, Celeste A. Beron, Richard Timothy Curran Hearing Site: Charlotte, NC
10-05128	03/12/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Jerome Callaghan, Morgan Stanley Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven Hearing Site: Chicago, IL
11-01822	03/01/2012	Claimant(s): Angela Fogle Claimant Lawyers(s): Angela Fogle Respondent(s): Elizabeth Hammack, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Enrico A. Mazzoli Hearing Site: Louisville, KY		$0
10-05492	02/29/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): David Mikula, Morgan Stanley Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle Hearing Site: Albany, NY
11-00210	02/08/2012	Claimant(s): Marie Travisano Claimant Lawyers(s): Charles D. Heidgerd Respondent(s): Gregory Grimshaw, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Patricia Ann Tracey Hearing Site: Raleigh, NC		$38,301
11-02023	02/01/2012	Claimant(s): Wilburn Hudson Claimant Lawyers(s): Wilburn J. Hudson Respondent(s): Edward Jones Respondent Lawyers(s): J. Steven Parker Arbitrator(s): Kenneth R. Woods, Robert L. Lestina, John F. Allgood Hearing Site: Atlanta, GA
10-04477	01/11/2012	Claimant(s): Reuben Lengacher, Rose Lengacher Claimant Lawyers(s): G. Martin Cole Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers Hearing Site: Indianapolis, IN		Expungement
10-03605	01/09/2012	Claimant(s): Myrl Mladenoff, Myrl E. Mladenoff & Leroy K Mladenoff Claimant Lawyers(s): Christopher J. Coyle Respondent(s): Robert Lowrie, Edward Jones Respondent Lawyers(s): Javier Chavez Arbitrator(s): Alan J. Blocher Hearing Site: Philadelphia, PA		$10,000
10-04531	12/05/2011	Claimant(s): Barry Jones Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Wayne Parker, Patricia Ann Tracey, Michael F. Pearl Hearing Site: Raleigh, NC		Expungement
10-04362	11/04/2011	Claimant(s): Emil Royers, Mary Royers Claimant Lawyers(s): Rick Royers Respondent(s): Anthony Pitstick, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Bert S Cliff, Harlita R. Tomlinson, Stephen John Schaller Hearing Site: Cincinnati, OH		Expungement