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FINRA Awards for Edward Jones

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Displaying 131-140 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0093705/31/2019Claimant(s): West Chicago Police Pension Fund
Claimant Lawyers(s): Jeffrey Finley
Respondent(s): Edward Jones
Respondent Lawyers(s): Alexander Martin Madrid
Arbitrator(s): Ray J. Grzebielski, Robert Biondi, Adrian E. Mazar
Hearing Site: Chicago, IL
Checkmark Icon$0
18-0283504/10/2019Claimant(s): William Lendl
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
18-0069904/03/2019Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0297603/08/2019Claimant(s): Betty Byassee
Claimant Lawyers(s): Betty H. Byassee
Respondent(s): Edward Jones, Rick Robertson
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
Checkmark Icon$4,522
18-0147502/04/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
16-0349501/11/2019Claimant(s): Rodney Schurg
Claimant Lawyers(s): Kimberley P. Cronin
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis
Hearing Site: Denver, CO
17-0322001/09/2019Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A Pickett
Respondent(s): Jay Slouffman, Prospera Financial Services.
Respondent Lawyers(s): John Alten
Arbitrator(s): Stephen P. Calardo, A. Brian McIntosh, David S. Blessing
Hearing Site: Cincinnati, OH
16-0029312/13/2018Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
18-0087211/20/2018Claimant(s): Michael Engelstad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
18-0204611/09/2018Claimant(s): Kathe Wilson
Claimant Lawyers(s): Kathe Sorrentino Wilson
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Darryl J. Horowitt
Hearing Site: Reno, NV

319 Results

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