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FINRA Awards for Debra G. Speyer

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0221404/08/2009Claimant(s): Estate of Jack Perry
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Denzil J. Klippel, Elizabeth Elster Granville, David A. Schwarz
Hearing Site: New York, NY
Checkmark Icon$137,500
07-0205208/11/2008Claimant(s): Libucki and Company.
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Birchwood Securities Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael D. Neft, Kenneth Joseph Beahan, Court O. Anderson
Hearing Site: Philadelphia, PA
06-0348103/18/2008Claimant(s): Mark Urich
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Richard Lewin, Robert Lewin
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): Douglas John Baumann, Roland E. Wyatt, Louis P. Wagman
Hearing Site: New York, NY
Checkmark Icon$0
06-0198803/03/2008Claimant(s): Stuart Lantz
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kathleen M. Anderson
Arbitrator(s): Kip C. Lubcke, R. Scott Garley, Angela Lourdes Ortiz
Hearing Site: Newark, NJ
06-0536902/05/2008Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Will S. Montgomery
Respondent(s): MISR Securities International
Respondent Lawyers(s): Debra G. Speyer
Arbitrator(s): Charles A. Joplin, C. Sumpter Logan, Larry N. Quinn
Hearing Site: Dallas, TX
Checkmark Icon$0
05-0136301/30/2008Claimant(s): Donna Bell, Harry Culbreath, Ben Miller Irrevocable Trust
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Foresters Equity Services.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kathleen K. Murphy, Joel D. Feldman, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark Icon$0
07-0205301/15/2008Claimant(s): Libucki and Company
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): PennMont Securities
Respondent Lawyers(s): Richard B. Feinberg
Arbitrator(s): Howard B. Scherer
Hearing Site: Philadelphia, PA
06-0476408/03/2007Claimant(s): Francis Wanat
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Joseph Barile, Essex and York.
Respondent Lawyers(s): Joseph R. Barile
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
Checkmark Icon$90,000

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