| 11-03357 | 03/27/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Rocco Paolino
Respondent Lawyers(s): Rocco D. Paolino
Arbitrator(s): Paul T. Green
Hearing Site: Hartford, CT
| | |
| 11-00139 | 11/21/2011 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Bradlee Hager
Respondent Lawyers(s): Bradlee P. Hager
Arbitrator(s): Peter B. Vaden
Hearing Site: Raleigh, NC
| | |
| 10-04406 | 11/21/2011 | Claimant(s): Matthew Borden
Claimant Lawyers(s): Adam Green
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
|  | Expungement |
| 09-01392 | 11/15/2011 | Claimant(s): Debra D' Antonio, Est. of Betty J. Miller by Debra D'Anton
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Phillips Smith, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): David Buch, Nino Armienti, Jennifer L. Bliss
Hearing Site: Rochester, NY
| | $0 |
| 10-03635 | 09/30/2011 | Claimant(s): Marcella Wall
Claimant Lawyers(s): Byron L. Milner
Respondent(s): Jonathon Leise, Paul Hagerty, Janney Montgomery Scott LLC
Respondent Lawyers(s): Christine M. Debevec
Arbitrator(s): Guillermo L. Bosch, Julie K. Chapin, Carla Fisher
Hearing Site: Philadelphia, PA
| | $10,000 |
| 09-07206 | 08/31/2011 | Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
| | |
| 10-05581 | 08/15/2011 | Claimant(s): Albert and Elizabeth Douglas
Claimant Lawyers(s): Walter A Gilmore
Respondent(s): Stifel, Nicolaus & Co.., Peter Piccinini, Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko, Jeffrey C. Primiano
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $0 |
| 10-01584 | 07/14/2011 | Claimant(s): Lenore Weinberg, Harold Weinberg
Claimant Lawyers(s): Marc A. Weinberg
Respondent(s): Bernard Snyder, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): John J. Jordan, Jack H. McNairy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-01953 | 06/08/2011 | Claimant(s): Joseph Heenan
Claimant Lawyers(s): Adam Green
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Joshua R. Dutill
Arbitrator(s): Gordon M. Wase, Richard N. Kelmans, Adam Bronstein
Hearing Site: Philadelphia, PA
| | $0 |
| 10-03475 | 05/25/2011 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B Clarke
Respondent(s): Donn Sanders
Respondent Lawyers(s): Brett A. Elam
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
| | |
