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FINRA Awards for Janney Montgomery Scott LLC

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Displaying 91-100 out of 105 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0399803/09/2010Claimant(s): Vincent Pisaturo
Claimant Lawyers(s): Vincent Pisaturo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Fotini A. Antoniadis
Arbitrator(s): Tom L. Peterson
Hearing Site: Providence, RI
Checkmark Icon$0
09-0479402/02/2010Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Joseph Dorrycott
Respondent Lawyers(s): Joseph M. Dorrycott
Arbitrator(s): Bert S Cliff
Hearing Site: Pittsburgh, PA
09-0437412/18/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Leslie M. Greenspan
Respondent(s): David McDowell
Respondent Lawyers(s): David T. McDowell
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
09-0085511/18/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joel Margolies, Mark I. Scheinbaum, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
09-0166311/18/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Craig Pierson
Respondent Lawyers(s): Craig Alan Pierson
Arbitrator(s): Mark D. Quinn
Hearing Site: Ft. Lauderdale, FL
09-0085610/30/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s): Erez Libschtein
Respondent Lawyers(s): Erez Libschtein
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
09-0231310/15/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): John Baker
Respondent Lawyers(s): John Robert Baker
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Philadelphia, PA
09-0015309/21/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Dennis N. Lueck
Respondent(s): Apostolos Pitsironis
Respondent Lawyers(s): Christine A. Palmieri
Arbitrator(s): Gilbert F. Bach, Daniel B. Berkson, Alan A. Gray
Hearing Site: New York, NY
06-0106307/10/2009Claimant(s): Louis Rosenwein, Meredith Rosenwein, TTEE f/b/o Robert
Claimant Lawyers(s): R. Jeffrey More
Respondent(s): Ralph Esposito, Janney Montgomery Scott LLC
Respondent Lawyers(s): Lionel G. Hest
Arbitrator(s): Orestes J. Mihaly, Paul Weinberg, James M Coakley
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement
07-0254401/13/2009Claimant(s): Eleanor Taylor, IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): Ameriprise Advisor Services., Michael Howe, Janney Montgomery Scott LLC
Respondent Lawyers(s): Donald P. Wray, Paula D. Shaffner
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Harvey Frank
Hearing Site: Detroit, MI
Checkmark Icon$0

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