FINRA Awards for Wilmington, DE

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-40 out of 84 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01381	11/19/2020	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Hearing Site: Wilmington, DE
20-00148	08/20/2020	Claimant(s): Robert Bruner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-00576	06/29/2020	Claimant(s): Barbara Gordon, David Gordon Claimant Lawyers(s): Barbara G. Gordon, David Gordon Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): David L. Ruderman Hearing Site: Wilmington, DE		$213
19-00446	06/26/2020	Claimant(s): Alan Gottlob Claimant Lawyers(s): Alan Gilmore Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): Alan J. Blocher, Gordon M. Wase, Robert E. Anderson Hearing Site: Wilmington, DE
19-02021	06/18/2020	Claimant(s): Kevin Fox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gordon Dihle Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE
19-00102	04/07/2020	Claimant(s): Jay Brandt Claimant Lawyers(s): Jennifer Tarr Respondent(s): Richard Coleman, Legend Securities. Respondent Lawyers(s): Richard James Coleman, Salvatore C. Caruso Arbitrator(s): Michael Fischetti, Robin David Bleecher, Louis P. Wagman Hearing Site: Wilmington, DE		$110,913
19-02294	03/25/2020	Claimant(s): Richard Conway Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
18-04212	03/23/2020	Claimant(s): Harlis Bolling Claimant Lawyers(s): Harlis Terry Bolling Respondent(s): Daniel Zimmerman, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Joseph J. Dougherty Hearing Site: Wilmington, DE		$225
19-01864	02/27/2020	Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
19-01840	02/26/2020	Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Tracy Kirby Respondent Lawyers(s): Tracy Ann Kirby Arbitrator(s): David Paul Clark Hearing Site: Wilmington, DE