| 09-05049 | 05/26/2011 | Claimant(s): Fred Dinkin and Carol J. McKinnon
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Balascio
Arbitrator(s): Mary C. Kelleher, David Ellis, Stephen Z. Frank
Hearing Site: Manchester, NH
|  | $45,000 |
| 09-06951 | 05/20/2011 | Claimant(s): David F Fleming IRA, David and Carmeletta Fleming, David F Fleming & Carmeletta Fleming Tr
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Gary Aday, Morgan Keegan & Company.
Respondent Lawyers(s): Larry Polk
Arbitrator(s): Jim Geiger, E. William Pastor, Randolph Guggenheimer
Hearing Site: Little Rock, AR
| | $170,000 |
| 10-04307 | 05/20/2011 | Claimant(s): Watkins Brothers Trust
Claimant Lawyers(s): Robert Wayne McPherson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Thomas C. McNally
Hearing Site: Memphis, TN
| | $0 |
| 10-04456 | 04/28/2011 | Claimant(s): George Lee Tallman & Barbara V. Tallman
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Marc Kalish
Hearing Site: Orlando, FL
| | $20,187 |
| 09-01327 | 04/20/2011 | Claimant(s): Jon Albright, Palmer S. and Kathy M. Albertine, Peter and Kendall S. Tashie, Sam Davis and Suzan Davis
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Monica I. Salis, Mary P. Bass, Teresa A. Dunn
Hearing Site: Memphis, TN
| | $881,593 |
| 10-04511 | 04/20/2011 | Claimant(s): Gail Crider
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bonnie B. Monroe
Arbitrator(s): Edward J. Lynch
Hearing Site: Nashville, TN
| | $213 |
| 10-03995 | 04/19/2011 | Claimant(s): Gates Family Trust
Claimant Lawyers(s): Griffith G. Gates
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Preston A. Trimble
Hearing Site: Wichita, KS
| | $0 |
| 10-01528 | 03/31/2011 | Claimant(s): Kay Red Horse, Charitable Rem Trust of Kay F. Red Horse, Kay F. Red Horse Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Katherine M. Harmeyer, Daniel M. Yamshon, Karen J. Zvonecek
Hearing Site: Nashville, TN
| | $225,175 |
| 10-04219 | 03/31/2011 | Claimant(s): Lamar Potts and Ann M. Potts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Kenneth Hoffner
Hearing Site: Columbia, SC
| | $25,125 |
| 10-03264 | 03/28/2011 | Claimant(s): Mildred Wells
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): Larry J. Craddock
Hearing Site: Birmingham, AL
| | $25,425 |
