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FINRA Awards for James L. Kopecky

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0048910/10/2014Claimant(s): Thomas Salvino
Claimant Lawyers(s): James L. Kopecky
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Arthur Simon
Arbitrator(s): Stephen C. Esposito, Howard B. Silverman, Marcia Bonita Gevers
Hearing Site: Chicago, IL
10-0033903/17/2011Claimant(s): Barbara Willis
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Leland Stevens, Great American Advisors., Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Joseph M. Callow, Steven D. Smith
Arbitrator(s): Roderick B. Mathews
Hearing Site: Richmond, VA
Checkmark Icon$0
09-0218810/07/2010Claimant(s): John Patience, The John Patience Trust
Claimant Lawyers(s): James L. Kopecky, Kevin M. Flynn
Respondent(s): Jefferies & Company., Jefferies Investment Advisers
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): John K. Notz, Henry G. Nothnagel, Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark Icon$0
06-0379508/31/2007Claimant(s): David Luther
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Marion R. Allen, G. Brooks Euler, Neil Harvey Smith
Hearing Site: Nashville, TN
Checkmark Icon$0

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