Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05322 | 10/10/2011 | Claimant(s): Jayakumar Muthukamatchi, Jayakumar Muthukamatchi IRA Claimant Lawyers(s): Jayakumar Muthukamatchi Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Ira G. Rosenstein Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE |  | $0 |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge Claimant Lawyers(s): Robert H. McKnight Respondent(s): Christopher Payne, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris Hearing Site: Atlanta, GA | | $0 |
| 09-04699 | 10/20/2010 | Claimant(s): Jill Trade, Paigow II Claimant Lawyers(s): Brian Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Laurie E. Law, Jay Lawrence Witkin, Gregory B. Wood Hearing Site: Las Vegas, NV | | $0 |
| 09-04885 | 09/30/2010 | Claimant(s): Robert Finkelstein Claimant Lawyers(s): Brian Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | | $30,000 |
| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS Claimant Lawyers(s): John E. Sutherland Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman Hearing Site: Boston, MA | | $15,000 |
| 09-01859 | 10/05/2009 | Claimant(s): James Uehlein Claimant Lawyers(s): James R. Uehlein Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI | | $1,925 |
| 09-01617 | 09/02/2009 | Claimant(s): Sarah Maseth Claimant Lawyers(s): Sarah A Maseth Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Gordon B. Shneider Hearing Site: Chicago, IL | | $163 |
| 09-01777 | 09/02/2009 | Claimant(s): FBO MRK Rev. Trust by Myles Klein Ttte Claimant Lawyers(s): Myles Klein Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Allen Kilik Hearing Site: Boca Raton, FL | | $0 |
| 09-00577 | 07/10/2009 | Claimant(s): Carlos Casas Claimant Lawyers(s): Carlos E Casas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joann Peters Hearing Site: Dallas, TX | | $213 |
| 08-04433 | 06/10/2009 | Claimant(s): Jamie Page Claimant Lawyers(s): Jamie K Page Respondent(s): Steven Rosen Respondent Lawyers(s): Adam Kauff Arbitrator(s): Michael E. Rohde Hearing Site: Dallas, TX | | $12,300 |