Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04885 | 09/30/2010 | Claimant(s): Robert Finkelstein Claimant Lawyers(s): Brian Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY |  | $30,000 |
| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS Claimant Lawyers(s): John E. Sutherland Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman Hearing Site: Boston, MA | | $15,000 |
| 09-01859 | 10/05/2009 | Claimant(s): James Uehlein Claimant Lawyers(s): James R. Uehlein Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI | | $1,925 |
| 09-01617 | 09/02/2009 | Claimant(s): Sarah Maseth Claimant Lawyers(s): Sarah A Maseth Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Gordon B. Shneider Hearing Site: Chicago, IL | | $163 |
| 09-01777 | 09/02/2009 | Claimant(s): FBO MRK Rev. Trust by Myles Klein Ttte Claimant Lawyers(s): Myles Klein Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Allen Kilik Hearing Site: Boca Raton, FL | | $0 |
| 09-00577 | 07/10/2009 | Claimant(s): Carlos Casas Claimant Lawyers(s): Carlos E Casas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joann Peters Hearing Site: Dallas, TX | | $213 |
| 08-04433 | 06/10/2009 | Claimant(s): Jamie Page Claimant Lawyers(s): Jamie K Page Respondent(s): Steven Rosen Respondent Lawyers(s): Adam Kauff Arbitrator(s): Michael E. Rohde Hearing Site: Dallas, TX | | $12,300 |
| 08-03754 | 03/24/2009 | Claimant(s): Paul Sullivan Claimant Lawyers(s): Scott C. DeLaura Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Howard I. Wilgoren Hearing Site: New London, CT | | $0 |
| 07-00302 | 08/05/2008 | Claimant(s): Abdul Manjee, Azim Manjee, Nawab Manjee, Prince Manjee, Zeb Manjee, ARM-S Electric. Claimant Lawyers(s): Greg A Adamski Respondent(s): Craig Blue, Gregory Gilmore, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert H. Springer, Richard H. Potter, F. Wesley Bowers Hearing Site: Indianapolis, IN | | Stipulated Award and Expungement |
| 05-05589 | 09/27/2007 | Claimant(s): Thomas Hodges Claimant Lawyers(s): Dan A. Druz Respondent(s): Christopher Kelts, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert S. Zuckerman, Frank Samuel Perri, Lisa Bass Morris Hearing Site: Charlotte, NC | | $0 |