| 13-00955 | 10/29/2014 | Claimant(s): Lorraine Witzel, Ralph Witzel
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): American Portfolios Financial Serv.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Richard A. Mosman, Jeffrey W. Jacobs, Kathy A. Tatone
Hearing Site: Minneapolis, MN
|  | Expungement |
| 12-03694 | 06/20/2014 | Claimant(s): Clara Lenz, Friedel Lenz
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Gara Seagraves, Wendy S. Menghini
Arbitrator(s): Robert S. Sugarman, Philip J. Glick, Margaret Ann Angelucci
Hearing Site: Chicago, IL
| | Expungement |
| 12-00363 | 05/01/2014 | Claimant(s): Albertus Niehuis, Andrea Niehuis, ARI - OP 18, TIC SHS Pittsburgh 2, TIC TPS Portland 3
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Walter J. Huntley, Joseph M. O'Connor, Adrian Alec Colley
Hearing Site: San Francisco, CA
| | $1,165,880 |
| 12-03645 | 05/01/2014 | Claimant(s): Gary Robertson, Griffin Capital(Independence) Investor
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): Jeffrey R. Roth, C. Richard Mancini, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $135,000 |
| 13-00361 | 10/14/2013 | Claimant(s): Jeremy Gove, Michael Digaetano
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Judith Moomey, Larry Moomey
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Frank D. Connett, James E. Michaels, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
| | Expungement |
| 11-03273 | 08/27/2013 | Claimant(s): NNN One Northlake Place 3, NNN One Chesterfield Place 1, The Estate of Earl G. Matherly
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Christopher R. Murphy
Arbitrator(s): Lawrence W. Arness, Enrico A. Mazzoli, Robert David Epstein
Hearing Site: Indianapolis, IN
| | Expungement |
| 11-03229 | 04/09/2013 | Claimant(s): NNN One Chesterfield Place 36, NNN St. Charles 5., Sharyl J. Lee, individually and as Sole
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Neil S. Jasper, Vincent J. Natoli, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04375 | 12/03/2012 | Claimant(s): Wayne Jensen
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Jeff Ziesman
Arbitrator(s): Daniel R. Formeller, Mary A. Duffy, David John Diersen
Hearing Site: Chicago, IL
| | Expungement |
| 10-04616 | 02/07/2012 | Claimant(s): Helen Tommerup, Randall Tommerup, H. Tommerup-Arrowhead, H. Tommerup-Executive Park, R. Tommerup-Arrowhead, R. Tommerup-Executive Park
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Melvin Day, Waveland Capital Partners LLC
Respondent Lawyers(s): Dennis James, Jeffrey S. Kob
Arbitrator(s): Keith C. Folkman, Laurie E. Law, Steven Thomas Larsen
Hearing Site: Helena, MT
| | $328,875 |
| 10-01343 | 08/01/2011 | Claimant(s): Beatrice McRae, Buford McRae, Robert Lee, B.E. McRae Family Limited Partnership, Robert Earl Lee Rev Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Robert L. Chisolm, Richard Frederick Schaufert, James W. Kerr
Hearing Site: Dallas, TX
| | $931,960 |
