| 11-02361 | 02/03/2012 | Claimant(s): Richard Kerian
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, S. Charles Tabak
Hearing Site: Newark, NJ
|  | Expungement |
| 10-04453 | 01/17/2012 | Claimant(s): Francis Lo Bosco
Claimant Lawyers(s): Steven Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Blackrock Investments
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Marilyn Chin, S. Charles Tabak, David Dixon Green
Hearing Site: Newark, NJ
| | $0 |
| 10-04783 | 12/19/2011 | Claimant(s): Est. of Percival H.E. Leach by Gregory G
Claimant Lawyers(s): Christopher E. Torkelson
Respondent(s): E. du Pont, Morgan Stanley
Respondent Lawyers(s): Alissa Pyrich, Joseph L. Calabrese
Arbitrator(s): Linda T. Pellegrino, Philip Rachmelowitz, S. Charles Tabak
Hearing Site: Newark, NJ
| | $48,000 |
| 09-03902 | 03/24/2011 | Claimant(s): Bridget Crudo, Eva Crudo
Claimant Lawyers(s): Eva Crudo
Respondent(s): Paula Branum, Robyn O'Hara, Regal Securities.
Respondent Lawyers(s): Gina Bokios, Paula Deanna Branum, Robyn Lynn O'Hara
Arbitrator(s): John R. Pepe, S. Charles Tabak, Martin R. Cramer
Hearing Site: Newark, NJ
| | $159,120 |
| 10-00305 | 02/17/2011 | Claimant(s): John Decorso
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Fred S. Pieroni, S. Charles Tabak, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
| 06-04042 | 03/23/2009 | Claimant(s): Robert Traitz
Claimant Lawyers(s): James A. Batson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Audrey Y. Dupont
Arbitrator(s): Edith M. Novack, S. Charles Tabak, Phillip Benedetto
Hearing Site: Newark, NJ
| | |
| 07-00627 | 12/16/2008 | Claimant(s): Alfred T. Peng and Diana Peng
Claimant Lawyers(s): Feng Li
Respondent(s): David Gabay, Mutual Service Corporation
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Craig Scott Bartlett, Scott M. Pellegrino, S. Charles Tabak
Hearing Site: Newark, NJ
| | $0 |
| 07-02956 | 08/08/2008 | Claimant(s): Isidore Fields and Dolores Fields
Claimant Lawyers(s): Isidore Fields
Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak
Hearing Site: Newark, NJ
| | $0 |
