| 17-00104 | 09/11/2017 | Claimant(s): Robert Sells
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens
Arbitrator(s): David J. Hase
Hearing Site: Des Moines, IA
|  | $600 |
| 16-03645 | 08/09/2017 | Claimant(s): Jay Howie
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): John Stapleton, Nicholas Milano
Respondent Lawyers(s): John Joseph Stapleton, Nicholas Francis Milano
Arbitrator(s): Jack D. Elmquist
Hearing Site: Des Moines, IA
| | $20,600 |
| 16-02112 | 07/28/2017 | Claimant(s): Carl Bergstrom
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Christopher Calandrino
Respondent Lawyers(s): Christopher John Calandrino
Arbitrator(s): Terry F. Peppard
Hearing Site: Des Moines, IA
| | $14,000 |
| 16-00856 | 06/09/2017 | Claimant(s): Thomas Lally, Thomas C. and Nancy G. Lally Rev Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Donald DeWaay, DeWaay Capital Management., DeWaay Financial Network
Respondent Lawyers(s): Donald Gene DeWaay, Donald Dewaay, Kristi Irving
Arbitrator(s): Thomas J. Gmeinder, Betty R. Crumpton, Thomas J. Duff
Hearing Site: Des Moines, IA
| | $880,425 |
| 16-02665 | 05/18/2017 | Claimant(s): Mark Owens
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Philip Sparacino, Thomas Myers, Alexander Capital, L.P.
Respondent Lawyers(s): Ian J. Frimet, Joseph Dominick Quinzi, Thomas Alexander Myers
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
| | $0 |
| 15-00770 | 03/06/2017 | Claimant(s): Michael Freese
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Waveland Capital Partners LLC
Respondent Lawyers(s): Brett G. Evans
Arbitrator(s): Thomas F. Mahoney, Arthur Richard Tow, Mark A. Frankel
Hearing Site: Des Moines, IA
| | $70,000 |
| 15-01019 | 11/10/2016 | Claimant(s): Roger Riedesel
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
| | $240,300 |
| 16-01204 | 10/21/2016 | Claimant(s): Orthotek Inc.
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Minerva, Matthew DiGregorio, J.D. Nicholas & Associates.
Respondent Lawyers(s): Anthony Minerva, James Dolan, Matthew DiGregorio
Arbitrator(s): Richard Djokic
Hearing Site: Des Moines, IA
| | $30,005 |
| 16-00506 | 08/12/2016 | Claimant(s): Damon Binder
Claimant Lawyers(s): David Meyer
Respondent(s): Anthony Fusco, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Susan M. Thevenet
Hearing Site: Des Moines, IA
| | $50,600 |
| 14-02921 | 05/27/2016 | Claimant(s): William Eddy, Barbara Eddy Trust, William J. Eddy Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): John Weiss, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): M. W. Gear, William B. Ross, Verne R. Gray
Hearing Site: Des Moines, IA
| | Expungement |
