| 08-02674 | 06/09/2010 | Claimant(s): Larry Osborne
Claimant Lawyers(s): Armand Salese
Respondent(s): Chase Investment Services Corp., Steven Campbell
Respondent Lawyers(s): Susan M. Benton
Arbitrator(s): George N. Roy, Deborah C. Bernot, Jerome K. Altshuler
Hearing Site: Phoenix, AZ
| | |
| 09-05554 | 05/14/2010 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Barton A. Bixenstine
Respondent(s): Daniel Bloom, Living Well Financial Group.
Respondent Lawyers(s): John F. Hill
Arbitrator(s): Roger W. Van Deusen, Sherry L. Lavin, Louis R. Salvator
Hearing Site: Cleveland, OH
| | |
| 09-03575 | 04/21/2010 | Claimant(s): Wanda Fraley
Claimant Lawyers(s): Robert Nast
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
|  | $0 |
| 09-03520 | 02/09/2010 | Claimant(s): Jill Clark
Claimant Lawyers(s): Jill Eileen Clark
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
| | |
| 09-02807 | 12/31/2009 | Claimant(s): James Crowley, Nancy Crowley
Claimant Lawyers(s): Nancy Corinne Crowley, Patrick Crowley
Respondent(s): Chase Investment Services Corp., Jamie Hills
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
| | $21,990 |
| 09-01153 | 12/21/2009 | Claimant(s): Sandra Valentin
Claimant Lawyers(s): Joseph Cinquemani
Respondent(s): Chase Investment Services Corp., Jorge Torres, Yoseph Atwell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Kenneth M. Felder
Hearing Site: New York, NY
| | $213 |
| 09-01030 | 12/16/2009 | Claimant(s): Dean Hart
Claimant Lawyers(s): Dean E. Hart
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $5,000 |
| 07-03514 | 12/14/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael J. McAllister
Respondent(s): Dino Dionne-Tontchev, National Securities Corporation, National Asset Management., Worldwide Wealth Management Inc.
Respondent Lawyers(s): Dino Dionne, Jamie Diaz, Mark Roth
Arbitrator(s): John N. Polakas, Elaine D. Papas, Robert Bartels
Hearing Site: New York, NY
| | |
| 09-02065 | 11/10/2009 | Claimant(s): Edward Napier
Claimant Lawyers(s): Edward C. Napier
Respondent(s): Chase Investment Services Corp., Steve Schulman
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
| | $24,339 |
| 07-02366 | 11/02/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Timothy Flick, Fulcrum Securities.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Michael J. Kelley, Paul Lansing, Richard Kammen
Hearing Site: Indianapolis, IN
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