| 09-01388 | 05/24/2010 | Claimant(s): James Taylor, Peggy Taylor
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA
Hearing Site: Dallas, TX
|  | $131,000 |
| 09-02065 | 11/10/2009 | Claimant(s): Edward Napier
Claimant Lawyers(s): Edward C. Napier
Respondent(s): Chase Investment Services Corp., Steve Schulman
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
| | $24,339 |
| 08-00684 | 06/18/2009 | Claimant(s): D. Marshall
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): William Warnky
Respondent Lawyers(s): William C. Warnky
Arbitrator(s): Phillip Lee Scheldt, Donald Vincent Enright, Robert Daniel Burns
Hearing Site: Dallas, TX
| | $66,500 |
| 05-06675 | 09/22/2008 | Claimant(s): Don Hutcherson, IRA, Don and Eleanor J. Hutcherson
Claimant Lawyers(s): Hardin R. Ramey
Respondent(s): Craig Bonn, Martin Sands, Steven Sands, Laidlaw & Company (UK)LTD., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Charles T. Dix, Anthony William (Bill) Kashouty
Hearing Site: Dallas, TX
| | $0 |
| 07-00471 | 04/17/2008 | Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,318,000 |
| 06-04074 | 03/28/2008 | Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
| | $225,375 |
| 05-02643 | 12/07/2007 | Claimant(s): Diana Lackey, Richard Lackey, The Lackey Family Trust
Claimant Lawyers(s): Diana L. Lackey, Richard Lackey
Respondent(s): James Ahern, Casimir Capital L.P.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Phillip Lee Scheldt, John Courtade, Preston Deaton Rigsby
Hearing Site: Dallas, TX
| | $98,719 |
