| 08-04886 | 05/07/2009 | Claimant(s): Barry Sherwin
Claimant Lawyers(s): Barry N. Sherwin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Raquel Terrigno
Arbitrator(s): Ira M. Starr
Hearing Site: Newark, NJ
|  | $213 |
| 08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Caroline Mellema
Respondent Lawyers(s): David A. Weintraub
Arbitrator(s): Lanny M. Leff
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-01074 | 04/14/2009 | Claimant(s): Patty Mattson
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Oppenheimer & Co.., Lawrence Goldstein, Ronald Gershon
Respondent Lawyers(s): Mitchell J. Albert
Arbitrator(s): Kenneth I. Rosenblum, Arthur T. Berggren, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | $22,000 |
| 08-02526 | 04/08/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Joanna Roland
Respondent Lawyers(s): Joanna Roland
Arbitrator(s): Joseph D. Cosgrove
Hearing Site: New York, NY
| | |
| 08-04105 | 04/08/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Lenny Dykstra
Respondent Lawyers(s): Lenny Dykstra
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00198 | 01/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Marshall Isaacson
Respondent Lawyers(s): Delmer C. Gowing
Arbitrator(s): S. William Gersten
Hearing Site: Boca Raton, FL
| | |
| 07-03274 | 01/13/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Edward McNally
Respondent Lawyers(s): Edward M. McNally
Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman
Hearing Site: Los Angeles, CA
| | |
| 07-01108 | 12/26/2008 | Claimant(s): D&H Claims Services., H&H Agency., Sterling Casualty Insurance Company
Claimant Lawyers(s): David J. Darnell
Respondent(s): J.P. Morgan Securities, Oppenheimer & Co.., Michael Horaney
Respondent Lawyers(s): Mitchell J. Albert, Neal S. Robb, Robert J. Girard
Arbitrator(s): Elliott David Finkel, Kenneth I. Rosenblum, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | $138,200 |
| 08-00132 | 12/12/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Coloni
Respondent Lawyers(s): Richard Coloni
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 04-03134 | 11/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): CIBC World Markets Corp., Sami Daher
Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher
Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher
Hearing Site: Chicago, IL
| | |
