| 10-00036 | 05/27/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Scott Kurland
Respondent Lawyers(s): Scott Jeffrey Kurland
Arbitrator(s): Ernest Fanwick
Hearing Site: New York, NY
| | |
| 09-05195 | 05/13/2010 | Claimant(s): Edward Billig IRA
Claimant Lawyers(s): Edward Billig
Respondent(s): Gregory Iglow, Oppenheimer & Co.., RBC Capital Markets Corporation, Michael Rosenmayer
Respondent Lawyers(s): Abe Lampert, Deborah Dickstein
Arbitrator(s): James H. Frank
Hearing Site: Los Angeles, CA
|  | $17,546 |
| 08-03005 | 05/06/2010 | Claimant(s): Central Florida Investments.
Claimant Lawyers(s): Richard W Epstein
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Stuart S. Billington, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $328,684 |
| 08-02559 | 04/08/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Mark Adams
Respondent Lawyers(s): Mark Allen Adams
Arbitrator(s): Robert Goldberg, Dallas Whitney Coffman, Patrick W. McKeon
Hearing Site: Boston, MA
| | |
| 09-02476 | 04/06/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): David Frand
Respondent Lawyers(s): David N. Frand
Arbitrator(s): Theodore Kimelman
Hearing Site: Boca Raton, FL
| | |
| 08-02468 | 04/01/2010 | Claimant(s): Ellen Koval
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Louis H. Miron, Marvin L. Schuldiner, Stephen M. Plotnick
Hearing Site: New York, NY
| | $0 |
| 09-02129 | 03/31/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Michael Napolitano
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Roger J. Hawke, Frank Irizarry, W. Jeffrey Weinlandt
Hearing Site: New York, NY
| | |
| 09-02480 | 03/24/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Bradley Sustrin
Respondent Lawyers(s): Bradley A. Sustrin
Arbitrator(s): Raymond W. Snow
Hearing Site: Boca Raton, FL
| | |
| 09-01221 | 03/17/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): James Phillips
Respondent Lawyers(s): Richard Sacks
Arbitrator(s): Donald S. Simons, W. Alex King, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | |
| 09-02041 | 03/12/2010 | Claimant(s): Joseph Quill, Dr. Joseph R. Quill, Grantor and Benefic
Claimant Lawyers(s): Jean Hanna Bickhart
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): John J. Jordan, Fred M. Fleisher, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $110,800 |
