| 10-03592 | 02/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Paul Gabriel
Respondent Lawyers(s): Paul Thomas Gabriel
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 09-05038 | 12/29/2010 | Claimant(s): George Comeau
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Jack Friedman, Christopher C. Gorski, Abigail J. Pessen
Hearing Site: New York, NY
|  | Expungement |
| 10-01631 | 12/20/2010 | Claimant(s): Susan Manners
Claimant Lawyers(s): Susan M. Manners
Respondent(s): Oppenheimer & Co.., Stephen Wilshinsky
Respondent Lawyers(s): Diana H. Sur, Stephen J. Wilshinsky
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | $0 |
| 10-00406 | 12/13/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Van Zovluck
Respondent Lawyers(s): Van G. Zovluck
Arbitrator(s): Richard J. Kaplan
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-05081 | 12/13/2010 | Claimant(s): Dennis L Adams (DECD) IRA,, Mary Kay Adams IRA, Mary Kay Adams Living Trust
Claimant Lawyers(s): James R Anderson
Respondent(s): Oppenheimer & Co.., Susan Rose
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Roland L. Olzark, Garrick A. Rollert, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 09-04150 | 12/02/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jerry Czin
Respondent Lawyers(s): Joseph P. Paranac
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 09-01568 | 11/10/2010 | Claimant(s): Jordan Moffet, Margot Trombley, Trustees of the Moffet Family Trust
Claimant Lawyers(s): Todd A. Higgins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donahue
Arbitrator(s): Mary L. Williams, Elizabeth A. Copley, David Nielsen
Hearing Site: Los Angeles, CA
| | $668,820 |
| 08-04310 | 10/26/2010 | Claimant(s): Alexis Miron
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona, Lloyd C. Clareman
Arbitrator(s): Howard J. Stiefel, Joseph W. Lodato, Elizabeth Elster Granville
Hearing Site: New York, NY
| | |
| 10-00564 | 10/26/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Brian Mcloughlin
Respondent Lawyers(s): Brian McLoughlin
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 09-00584 | 10/14/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Aragona
Respondent Lawyers(s): Wayne Hartke
Arbitrator(s): Harold S. Stern, Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
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