| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
|  | $115,000 |
| 15-00850 | 07/14/2016 | Claimant(s): Julian Stoopler
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly
Hearing Site: New York, NY
| | |
| 13-03601 | 06/08/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 15-00701 | 05/31/2016 | Claimant(s): Ted Mazurek
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Oppenheimer & Co.., John Wilson
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Emily B. Boote, David F. Schmitz, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 15-03020 | 05/25/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): John Bredderman
Respondent Lawyers(s): John Andrew Bredderman
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 15-03019 | 05/09/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): David Glick
Respondent Lawyers(s): David M. Glick
Arbitrator(s): Randall S. Strause
Hearing Site: Cincinnati, OH
| | |
| 15-01548 | 03/31/2016 | Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | |
| 15-00672 | 02/12/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Perano
Respondent Lawyers(s): Richard P. Perano
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | |
| 15-01042 | 02/11/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Neil Okun
Respondent Lawyers(s): Neil Seth Okun
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | |
| 15-00161 | 02/01/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Christopher Kennedy
Respondent Lawyers(s): Christopher Clarence Kennedy
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
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