| 18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley
Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger
Hearing Site: Minneapolis, MN
|  | $0 |
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Minneapolis, MN
| | |
| 18-03936 | 05/06/2019 | Claimant(s): Bradley Childs
Claimant Lawyers(s): Bradley D. Childs
Respondent(s): Silber Bennett Financial.
Respondent Lawyers(s): Jamie Bennett
Arbitrator(s): Peter N. Thompson
Hearing Site: Minneapolis, MN
| | |
| 18-00211 | 04/11/2019 | Claimant(s): Cletus Gernes
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Arthur Richard Tow, Susan M. Sanger, William Joseph Caprathe
Hearing Site: Minneapolis, MN
| | Expungement |
| 17-02191 | 03/05/2019 | Claimant(s): Doyle Kjellsen, Karen Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J Betz, Jeremy S. Winer
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 18-02430 | 03/01/2019 | Claimant(s): Jonathan Pyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
| | |
| 18-02898 | 01/24/2019 | Claimant(s): Jerry LaMaack
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Feltl & Company
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Joan L. Volz
Hearing Site: Minneapolis, MN
| | $45,572 |
| 17-03250 | 01/18/2019 | Claimant(s): Devonne Kjellsen, Janet Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
| | $0 |
| 18-02793 | 01/07/2019 | Claimant(s): IRA FBO Jerry Lee LaMaack
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Feltl & Company
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $17,418 |
| 17-03355 | 11/15/2018 | Claimant(s): Charles Duddingston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann McCague
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
| | |
