| 10-04687 | 03/29/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Group., Merrill Lynch International Finance
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Thomas Zur
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Kathryn M. Welsh, James Conrad Sankpill, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
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| 10-05384 | 01/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Juan Lariva
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
| | |
| 10-04181 | 02/28/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Marc Chait
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Monica I. Salis
Hearing Site: Ft. Lauderdale, FL
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| 09-04033 | 07/14/2010 | Claimant(s): Scott Skinner
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Audrey Y. Dupont
Arbitrator(s): Steve R. Neuman, Larry J. Sklar, Matthew G. Wylie
Hearing Site: Houston, TX
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| 08-02687 | 10/22/2009 | Claimant(s): Allegiant Securities L.L.C.
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Ira Weinstein
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Arthur J. Leibell, Craig Edward Stein, Andrew David Kahng
Hearing Site: Miami, FL
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| 07-00773 | 11/26/2008 | Claimant(s): Estee Gilad
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Andrew Costa, Costa Financial Securities.
Respondent Lawyers(s): Brain D. Buckstein, Brian D. Buckstein
Arbitrator(s): Steven Gerard Goerke, Alvin Spier, Lee E. Karofsky
Hearing Site: Boca Raton, FL
|  | $85,225 |
| 08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
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