10-02632 | 01/06/2012 | Claimant(s): Kline Enterprises. Claimant Lawyers(s): Richard M. Layne Respondent(s): Securities America., Thomas Goodson, William Rice, Brecek & Young Advisors. Respondent Lawyers(s): Brandon S. Reif, Chad E. Weaver, Terrance DeWald Arbitrator(s): Ferdinand Schoch, Alexandra M. Linden, Fern M. Laethem Hearing Site: Los Angeles, CA
| | $0 |
09-01512 | 12/21/2009 | Claimant(s): David Wolfson Living Trust UAD 4/2/90 Claimant Lawyers(s): Brandon S. Reif Respondent(s): Peter Boorn, Thomas Cooper, Stockcross Financial Services. Respondent Lawyers(s): George H. Kupper Arbitrator(s): John B. Wells, Herbert Murez, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | $1,661,200 |
07-01521 | 03/09/2009 | Claimant(s): Robert Shepherd Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Marshall Field, Emmett A Larkin Company., Southwest Securities. Respondent Lawyers(s): Brandon S. Reif, Jonathan D. Neerman, Marshall Field Arbitrator(s): William J. Adams, Arthur T. Berggren, Daniel R. Brush Hearing Site: Los Angeles, CA
| | Expungement |
08-00249 | 12/16/2008 | Claimant(s): William Goldstein, M.D. Claimant Lawyers(s): Elizabeth Zeck Respondent(s): Emmett A. Larkin Company. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Victor F. Alvarez, Sarah G. Anderson, James C. Hoover Hearing Site: Columbia, SC
| | $39,468 |
02-03268 | 10/17/2008 | Claimant(s): Ikho Kang IRA, Ikho & Unsoon Kang Claimant Lawyers(s): Christopher Mader Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, Katrina Dudley, First Wall Street Corporation Respondent Lawyers(s): Brandon S. Reif, Patrick Baldwin Arbitrator(s): James M. Donovan, Michael W. Burnett, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | Expungement |