| 07-03083 | 08/12/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Anthony Russo
Respondent Lawyers(s): Anthony Russo
Arbitrator(s): Larry D. Hayden
Hearing Site: Denver, CO
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| 07-02304 | 03/20/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): David H.S. Commins
Respondent(s): Gregory Iglow
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): Christine A. Page, Cynthia Ann Higgins, Christopher J. Rogers
Hearing Site: Los Angeles, CA
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| 06-04146 | 02/19/2008 | Claimant(s): Victor Silano
Claimant Lawyers(s): Laurent S. Drogin
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Thomas E. Duggan, David R. Bolnick, Michael L. Moran
Hearing Site: New York, NY
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| 06-02146 | 02/14/2008 | Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick
Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh
Hearing Site: Newark, NJ
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| 07-01608 | 01/04/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Thomas Mitchell
Respondent Lawyers(s): Thomas Mitchell
Arbitrator(s): Ronnie Edward Nichols, Glenn A. Clinefelter, John Wescoat Sandlin
Hearing Site: Columbia, SC
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| 06-04500 | 10/22/2007 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): John R. Jacobson
Respondent(s): Timothy Forsman
Respondent Lawyers(s): Kenneth R. Jones
Arbitrator(s): David N. Burn, Allen S. Bjork, Lovella L. Richardson
Hearing Site: Nashville, TN
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| 05-04046 | 10/10/2007 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): James Taylor
Respondent Lawyers(s): Charles W. Hill
Arbitrator(s): Richard L. Oates, E. Steve Scales, Lori Beth Kamen
Hearing Site: Memphis, TN
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| 06-03506 | 09/26/2007 | Claimant(s): Deirdre North, FBO Blair A. Riddell Education Trust, FBO Blake A. Riddell Education Trust
Claimant Lawyers(s): William O. Wuester
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Bill M. Lamoreaux, Joseph J. Ligi, Larrie Alan Weil
Hearing Site: Dallas, TX
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