Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01879 | 09/14/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Angela A. Turiano Respondent(s): Thomas Buckley Respondent Lawyers(s): Thomas Buckley Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley Hearing Site: New York, NY | ||
| 14-01121 | 09/09/2015 | Claimant(s): Joseph Mizrahi, Joseph S. Mizrahi Trust DTD 06/04/1996 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy G. Harris Hearing Site: Los Angeles, CA |  | Expungement |
| 12-01497 | 09/08/2015 | Claimant(s): Thomas Strouse Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Linda M. Granata, Elena G. Rodriguez, Martin M. Van Luven Hearing Site: Ft. Lauderdale, FL | | Expungement |
| 14-00868 | 09/04/2015 | Claimant(s): Janelle Lopez Walker Claimant Lawyers(s): David Liebrader Respondent(s): Wells Fargo Advisors, Darwin Wisener Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | | Expungement |
| 14-02240 | 08/24/2015 | Claimant(s): Jeanne Hebert Claimant Lawyers(s): Jeanne H. Hebert Respondent(s): Wells Fargo Advisors, Lindsey Barlow Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Michele N. O'Brien Hearing Site: Houston, TX | | Expungement |
| 14-03382 | 08/18/2015 | Claimant(s): Robert O. Porter and Mary H. Porter Fami Claimant Lawyers(s): Robert A Prahl Respondent(s): Wells Fargo Advisors, Laheeb Karana Respondent Lawyers(s): Judy Louie Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA | | Expungement |
| 14-03385 | 08/17/2015 | Claimant(s): Michele Kief Claimant Lawyers(s): Kathy M. Klock Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL | ||
| 15-00588 | 08/12/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Brian Peters Respondent Lawyers(s): Brian David Peters Arbitrator(s): Donald B. Vaden Hearing Site: Charlotte, NC | ||
| 14-01312 | 08/11/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Nick Hsieh Respondent Lawyers(s): Thomas J. McCabe Arbitrator(s): Richard W. Cutler, Michele S. Riley, Mark J. Happe Hearing Site: New York, NY | ||
| 15-00683 | 08/11/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Steven Satter Respondent(s): Kenneth Comstock Respondent Lawyers(s): Kenneth Alan Comstock Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX |