Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02859 | 12/29/2020 | Claimant(s): Christopher Calandra Claimant Lawyers(s): Christopher J Calandra Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): Sagepoint Financial., SII Investments. Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-00122 | 07/15/2020 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Hearing Site: Charlotte, NC | ||
| 19-02251 | 03/17/2020 | Claimant(s): Keith DeGreen Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Kenneth Layne Morrill, Renee Bryna Gerstman, James M Garber Hearing Site: Phoenix, AZ | ||
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson Claimant Lawyers(s): Matthew Wolper Respondent(s): Sagepoint Financial., Cetera Advisors LLC Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-00094 | 08/19/2019 | Claimant(s): Tina Matthews Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James Noblett Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 18-03738 | 07/30/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Rosa Linda Guadarrama Hearing Site: Los Angeles, CA | ||
| 18-03545 | 06/05/2019 | Claimant(s): Heath Abernathy Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): James W. Kerr Hearing Site: Dallas, TX | ||
| 18-03214 | 05/06/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA |