Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01659 | 02/16/2018 | Claimant(s): Douglas Eikenberry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | $0 | |
| 17-01667 | 02/13/2018 | Claimant(s): Paul Larson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Kristen Kinney Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | $0 | |
| 17-01832 | 02/12/2018 | Claimant(s): Padraig McBrien Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | $0 | |
| 17-00020 | 02/09/2018 | Claimant(s): Forrest Friedow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities. Respondent Lawyers(s): Sean P. O'Hanlon Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | $0 | |
| 17-01566 | 02/09/2018 | Claimant(s): Sean Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nichols, Safina, Lerner & Co. Inc., Eastbrook Capital Group LLC, Maxim Group LLC Respondent Lawyers(s): Chee Eng, Edward Samson, Ian H. Hummel Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | $0 | |
| 17-01129 | 02/05/2018 | Claimant(s): Leonard Valletta Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Pamela H. Roderick Hearing Site: Albany, NY | $0 | |
| 17-01661 | 01/31/2018 | Claimant(s): Stephen Koessl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Harbour Investments. Respondent Lawyers(s): David Genelly Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN | $0 | |
| 17-01027 | 01/30/2018 | Claimant(s): Genevieve Mar Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL | $0 | |
| 17-01286 | 01/29/2018 | Claimant(s): Coling Wiens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Kristen Kinney Arbitrator(s): Brian G. Mooney Hearing Site: Tampa, FL | $0 | |
| 17-01641 | 01/25/2018 | Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joseph Charles Kennedy Hearing Site: Boston, MA | $0 |