| 10-03249 | 06/27/2011 | Claimant(s): Raymond F. and Margaret A. Mendez Revoca
Claimant Lawyers(s): Raymond F. Mendez
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Matthew P. Fischer
Arbitrator(s): Patrick J. Halter
Hearing Site: Albuquerque, NM
|  | $225 |
| 09-02713 | 06/23/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Christopher J. Gallo
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV
| | |
| 11-00061 | 06/16/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kaream White
Respondent Lawyers(s): Kaream Hassan White
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Phoenix, AZ
| | |
| 09-06644 | 05/20/2011 | Claimant(s): G. Arnold Lawton, G. Arnold Lawton Trust dtd 3/11/04
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Wells Fargo Investments, Jack Wong
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Walter P. Hitchcock, Thomas H. O'Connor, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $0 |
| 10-00083 | 04/18/2011 | Claimant(s): David Harvey, Sharon Harvey, The Harvey Family Trust dtd 08/30/06
Claimant Lawyers(s): Geoffrey O. Evers
Respondent(s): Wells Fargo Investments, Matthew Medeiros
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
| | Expungement |
| 09-01741 | 04/07/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Gillimore
Respondent Lawyers(s): Richard A. Hoyer
Arbitrator(s): Nancy Hutt, Peter H. Daly, Harvey M. Baraban
Hearing Site: San Francisco, CA
| | |
| 08-04477 | 03/07/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Gregory Ramirez
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): John B. Wells, Stephen B. Benton, Gerald C. Tambe
Hearing Site: Los Angeles, CA
| | |
| 09-06316 | 02/07/2011 | Claimant(s): Joseph J. Bevilacqua Trust dtd 7/07/1999
Claimant Lawyers(s): Robert C. Chandler
Respondent(s): Wells Fargo Investments, Thoeurn Indy
Respondent Lawyers(s): Mavish Z. Madad
Arbitrator(s): Michael G. Clark
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03240 | 02/07/2011 | Claimant(s): Delayne Sigerman, Michael Sigerman
Claimant Lawyers(s): Michael Sigerman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | $0 |
| 10-00773 | 01/18/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Kenneth Shaffer
Respondent Lawyers(s): Kenneth C. Shaffer
Arbitrator(s): Marlyn G. McClaskey, Laurel Littman Gothelf, Thomas D. Reese
Hearing Site: San Francisco, CA
| | |
