| 10-00886 | 07/29/2011 | Claimant(s): Thomas Anderson
Claimant Lawyers(s): Natalie M. Koss
Respondent(s): Fred Alger & Company.
Respondent Lawyers(s): Bennett L. Epstein
Arbitrator(s): Mark D. Quinn, Gloria O. North, Elena G. Rodriguez
Hearing Site: Ft. Lauderdale, FL
| | |
| 10-02723 | 06/24/2011 | Claimant(s): Carmen Martino
Claimant Lawyers(s): Ralph Vallone
Respondent(s): Eric Snyder, Magda Brocco, UBS Financial Services Inc of P.R.
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Elena G. Rodriguez, Luz Ivette Rivera
Hearing Site: San Juan, PR
|  | Expungement |
| 09-07255 | 05/20/2011 | Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
| | $0 |
| 10-02468 | 04/07/2011 | Claimant(s): Carmen Babin
Claimant Lawyers(s): Ralph Vallone
Respondent(s): UBS Financial Services Inc of PR
Respondent Lawyers(s): Ubaldo M. Fernandez-Barrera
Arbitrator(s): Elena G. Rodriguez, Todd M. Saunders, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | $17,875 |
| 10-00222 | 02/15/2011 | Claimant(s): Samuel A Ramirez & Co..
Claimant Lawyers(s): Carlos Jose Onetti-Irizarry
Respondent(s): Jean Hernandez
Respondent Lawyers(s): Gloria I. Velazquez Villares
Arbitrator(s): Elena G. Rodriguez, Rex D.K. Seymour, Armando E. Ramirez Vivoni
Hearing Site: San Juan, PR
| | |
| 09-00854 | 01/28/2010 | Claimant(s): Geraldine Kolikow Ttee F/B/O Kolikow Tr
Claimant Lawyers(s): Carlos H. Gamez
Respondent(s): John Sullivan, H&R Block Financial Advisors.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Elena G. Rodriguez, George H. Rausch, James Conrad Sankpill
Hearing Site: Miami, FL
| | Expungement |
| 08-02787 | 11/13/2009 | Claimant(s): Jose Delgado, Rolling Shield Parts.
Claimant Lawyers(s): Jezabel Llorente
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard (Bob) L. Loring, Elena G. Rodriguez, Kevin A. Llinas
Hearing Site: Miami, FL
| | $415,481 |
| 08-02685 | 09/28/2009 | Claimant(s): Hector Nieto
Claimant Lawyers(s): Gary L. Goodenow
Respondent(s): Atlas One Financial Group
Respondent Lawyers(s): Mark E. Zelek
Arbitrator(s): Arthur J. Leibell, Elena G. Rodriguez, Sandro L. Ramos
Hearing Site: Miami, FL
| | |
| 07-03489 | 10/14/2008 | Claimant(s): Miguel A. Falcon and Marta Ortiz-Cruz
Claimant Lawyers(s): Elba Sanchez-Gonzalez
Respondent(s): Citigroup Global Markets Puerto Rico Inc
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | $0 |
| 07-00479 | 10/29/2007 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Jason M. Fedo
Respondent(s): John Gordon, Jenkins-Olsen.
Respondent Lawyers(s): Company Corporation, John Gordon
Arbitrator(s): Elena G. Rodriguez, Arnold Levine, Richard H. Tierney
Hearing Site: Boca Raton, FL
| | |
