Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02519 | 05/23/2023 | Claimant(s): Isaac Schlesinger, Isaac Schlesinger Roth IRA Claimant Lawyers(s): Isaac Schlesinger Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert Elliot Harrison Hearing Site: New York, NY | ||
| 21-02933 | 10/14/2022 | Claimant(s): Li Lin Rood, Richard Rood Claimant Lawyers(s): Li Lin Rood Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Elwood C. Avery Hearing Site: Seattle, WA |  | $0 |
| 21-01827 | 07/13/2022 | Claimant(s): Daniel Schoonover Claimant Lawyers(s): Daniel L. Schoonover Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert Elliot Harrison Hearing Site: New York, NY | | $0 |
| 21-00506 | 02/15/2022 | Claimant(s): David Anderson Claimant Lawyers(s): David Anderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington Hearing Site: Nashville, TN | | Dismissed by Rule 12504 |
| 21-00544 | 12/13/2021 | Claimant(s): Ranjit LoboPrabhu Claimant Lawyers(s): Ranjit LoboPrabhu Respondent(s): Charles Schwab & Co.., TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley Hearing Site: Houston, TX | | $0 |
| 20-04029 | 09/01/2021 | Claimant(s): Martin Danial Claimant Lawyers(s): Martin M Danial Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Kenneth E. Owen, Susan B. Gans-Smith, Owen Frances Hearing Site: Los Angeles, CA | | $0 |
| 20-02648 | 06/25/2021 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Clayton Wilson Respondent Lawyers(s): Clayton Wilson Arbitrator(s): Langdon T. Owen Hearing Site: Denver, CO | | $0 |
| 21-00025 | 06/24/2021 | Claimant(s): Anthony Calderon Claimant Lawyers(s): Stephan Louviere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Jenks Hearing Site: Phoenix, AZ | ||
| 20-04192 | 06/01/2021 | Claimant(s): James Abonyi Claimant Lawyers(s): James M. Abonyi Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Barbara M. Zak Hearing Site: San Diego, CA | | $88 |
| 20-01216 | 09/28/2020 | Claimant(s): William McAndrew Claimant Lawyers(s): William H. McAndrew Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC | | $213 |