Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02893 | 02/02/2018 | Claimant(s): Brian Evans Claimant Lawyers(s): Brian Evans Respondent(s): Motif Investing. Respondent Lawyers(s): Robert Salvador Arbitrator(s): Jonathan H. Krotinger Hearing Site: Honolulu, HI |  | $0 |
| 16-01183 | 01/02/2018 | Claimant(s): Nigel Timms Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Morgan Stanley Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): William Ziering, Herbert Liberman, Terry M Lloyd Hearing Site: Honolulu, HI | | Expungement |
| 16-01680 | 11/24/2017 | Claimant(s): April Barnes, James Barnes Claimant Lawyers(s): Jacob M. Merrill Respondent(s): Stifel, Nicolaus & Co.., Marc Kozuki Respondent Lawyers(s): Ben Suter Arbitrator(s): John J. Fitzpatrick Hearing Site: Honolulu, HI | | $90,225 |
| 16-02935 | 06/08/2017 | Claimant(s): Mark Dryden Claimant Lawyers(s): James Bouklas Respondent(s): Michael Clements, Tory Duggins, Avenir Financial Group Respondent Lawyers(s): Michael Todd Clements, Michael Clements, Tory A. Duggins Arbitrator(s): Jonathan H. Krotinger Hearing Site: Honolulu, HI | | $26,727 |
| 16-00942 | 03/16/2017 | Claimant(s): Richard Koerner Claimant Lawyers(s): Raymond D. Barber Respondent(s): Daniel Gieseke, Douglas Ingham, Morgan Stanley Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI | | $0 |
| 12-02866 | 09/21/2015 | Claimant(s): George Deshon, The George Ellis Deshon, Jr. Trust Claimant Lawyers(s): Timothy Feil Respondent(s): Osi Isaacs Respondent Lawyers(s): Osi Trevor Isaacs Arbitrator(s): Norman S. Nayfach Hearing Site: Honolulu, HI | | $37,376 |
| 14-03669 | 06/24/2015 | Claimant(s): Richard Koerner Claimant Lawyers(s): Richard J. Koerner Respondent(s): Douglas Ingham, Morgan Stanley Respondent Lawyers(s): Christine A. Kendrick, Lesley V. Tepper Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI | | $300 |
| 14-03617 | 06/03/2015 | Claimant(s): Timothy McDonough Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): John J. Flynn Hearing Site: Honolulu, HI | | $88 |
| 14-02343 | 12/26/2014 | Claimant(s): Jeffrey Goodman Claimant Lawyers(s): Jeffrey A Goodman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | | $0 |
| 13-01854 | 09/09/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Morgan Stanley, Wai Kee Chan Respondent Lawyers(s): Joe Gehring, Peter M. Vial Arbitrator(s): Mary Margaret Bush, Gerald Joseph Wilfley, Urs Laeuchli Hearing Site: Honolulu, HI |