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FINRA Awards for Interactive Brokers LLC

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Displaying 61-70 out of 95 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0062007/22/2016Claimant(s): Alan Schlesinger
Claimant Lawyers(s): Alan Schlesinger
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
Checkmark Icon$0
15-0202006/03/2016Claimant(s): Joel Pironti
Claimant Lawyers(s): Joel Pironti
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
15-0082405/05/2016Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark Icon$0
15-0041504/25/2016Claimant(s): Chanan Mandel
Claimant Lawyers(s): Chanan Mandel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Henry Kirke Cushing, Richard A. Berman, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$0
15-0202204/18/2016Claimant(s): The Weber Family Trust
Claimant Lawyers(s): Sidney Joel Weber
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
Checkmark Icon$25
14-0052904/13/2016Claimant(s): David Menashe
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Ann Aylesworth
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jason Allen Rosner
Hearing Site: Boca Raton, FL
Checkmark Icon$100,000
13-0187604/28/2015Claimant(s): Brian Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Malcolm Edwin Whittaker, Michael Edward Denosky, Daniel Stephen Dexter
Hearing Site: Houston, TX
Checkmark Icon$1,209,600
14-0272103/04/2015Claimant(s): MayaKala LLC
Claimant Lawyers(s): Deepak K. Kanungo
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
Checkmark Icon$213
13-0352601/14/2015Claimant(s): Frank Cerisano
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Gary J. Mennitt
Arbitrator(s): Michael Fischetti, Karimu F. Hill-Harvey, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$2,421,660
13-0352812/04/2014Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Ana Maria Ignat
Respondent(s): CMCOLL Investment, LLLP
Respondent Lawyers(s): David Smith
Arbitrator(s): Debra A. Jenks, Jay L. Valinsky, Bruce K. Isenberg
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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