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FINRA Awards for Samuel E. Cohen

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0239511/11/2016Claimant(s): Evelyn Koury
Claimant Lawyers(s): John R. Orie
Respondent(s): Joy Mitchell, Kevin Flavin, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Michael D. McDowell, William L. White, Max D. Halpern
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
14-0114302/26/2016Claimant(s): Karen Bunone
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Gerard Simonelli, Cadaret, Grant & Co..
Respondent Lawyers(s): Samuel E. Cohen, Scott D. Stechman
Arbitrator(s): Eugene G. P. Byrne, Nancy Kramer, Andrew Joseph Donovan
Hearing Site: New York, NY
Checkmark Icon$0
14-0001802/23/2015Claimant(s): Stanley Abel
Claimant Lawyers(s): David M. Sobel
Respondent(s): Henry Scheuer, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): William A. Hohauser, Robert S. Getman, Alice E. Winkler
Hearing Site: New York, NY
Checkmark Icon$0
12-0118311/27/2013Claimant(s): Joanne Hurley
Claimant Lawyers(s): Todd Wilson
Respondent(s): George Avallone, Royal Alliance Associates., George A. Avallone Tax and Financial Svc
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0318404/27/2012Claimant(s): Barry Adelman
Claimant Lawyers(s): Joseph E. Kluger
Respondent(s): John Gager, Thomas Schorn, First Allied Securities.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Marshall S. Galinsky
Hearing Site: Philadelphia, PA
Checkmark Icon$25,425
10-0442804/28/2011Claimant(s): Darlene Gordon
Claimant Lawyers(s): Darlene J. Gordon
Respondent(s): Eric Glod, Metlife Securities Inc.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
Checkmark Icon$802
07-0196412/19/2007Claimant(s): Americo Santella
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Sparkle Martin
Respondent Lawyers(s): Lawrence Solomon
Arbitrator(s): Edward T. Borer, Patrick J. O'Neil, Frank P. Santangelo
Hearing Site: Philadelphia, PA
Expungement

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