FINRA Awards for Zachary Morse

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Displaying 41-47 out of 47 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01322	12/14/2021	Claimant(s): Richard Downer Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff P. Palmer Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
21-00835	12/10/2021	Claimant(s): John Reilly Claimant Lawyers(s): Zachary Morse Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
21-01216	12/08/2021	Claimant(s): Henry Franscioni Claimant Lawyers(s): Zachary Morse Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
21-00023	09/15/2021	Claimant(s): Grant Cleghorn, Stephen Saeta Claimant Lawyers(s): Zachary Morse Respondent(s): Parnassus Funds Distributor Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
20-02793	09/09/2021	Claimant(s): Robert Ryan Claimant Lawyers(s): Zachary Morse Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
20-03130	08/19/2021	Claimant(s): Jane Marie Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
20-02916	07/12/2021	Claimant(s): Thomas Sharp Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA