13-00612 | 10/21/2014 | Claimant(s): Kerry Edwards Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche Hearing Site: Washington, DC
| | $100,250 |
12-01480 | 05/09/2014 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Elizabeth A. Arismendy Respondent(s): Christopher Mamunes Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Gordon M. Wase Hearing Site: Baltimore, MD
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11-01158 | 09/25/2012 | Claimant(s): Jamal Abdul-Kabir, Joyce Hanson Claimant Lawyers(s): Thomas C. Costello Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): James N. D'Orso, Thomas D. Reese, Fern M. Laethem Hearing Site: San Francisco, CA
| | Expungement |
09-05641 | 03/18/2011 | Claimant(s): Andrew Michalak Claimant Lawyers(s): Thomas C. Costello Respondent(s): Salvatore Capizzi, Sewell Frey, American Investors Company, Dunham & Associates Investment Counsel, Dunham Trust Company Respondent Lawyers(s): Joseph D. Edmondson, Stephen B. Stern, Theodore C. Peters Arbitrator(s): Richard A Compisi, Gordon M. Wase, Brenda J. Stovall Hearing Site: Baltimore, MD
| | $2,702,800 |
09-01281 | 12/18/2009 | Claimant(s): Marian Zagier Claimant Lawyers(s): Thomas C. Costello Respondent(s): John Forrester, Wasserman & Associates. Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $116,615 |
09-01368 | 09/29/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Thomas J. Momjian Respondent(s): James Hodges Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley Hearing Site: Baltimore, MD
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08-00928 | 04/14/2009 | Claimant(s): H. Scherr Claimant Lawyers(s): Thomas C. Costello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julianne L. Peck Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell Hearing Site: Baltimore, MD
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