20-03365 | 11/11/2021 | Claimant(s): Matthew Nekuza Claimant Lawyers(s): Henry Simpson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers Hearing Site: Dallas, TX
| | $0 |
20-03678 | 09/23/2021 | Claimant(s): Beyhan Kocatas, Eray Alkis, Erkan Alkis, Raymond Tanza, Steve Skiles Claimant Lawyers(s): Jeff M. Meyerson Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Gilbert R. Serota Arbitrator(s): Joseph Neal Richardson, John Gary Langford, Scott F Stains Hearing Site: Dallas, TX
| | $0 |
20-02514 | 05/10/2021 | Claimant(s): Brian Palkowitsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors, Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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20-03217 | 04/28/2021 | Claimant(s): William Hocutt Claimant Lawyers(s): Anne T. Freeland Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL
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20-04030 | 04/20/2021 | Claimant(s): Harvey Langford, Michael Langford Claimant Lawyers(s): Kristian Kraszewski Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
17-01065 | 03/03/2021 | Claimant(s): Edwina Downum, Patty Berryhill, Winn King Claimant Lawyers(s): Micah Satterwhite Respondent(s): Nancy De Leeuw, Perry De Leeuw Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw Arbitrator(s): Ann Blaess Kimball, Edward S. Koppman, Joseph Neal Richardson Hearing Site: Dallas, TX
| | $0 |
20-01559 | 11/24/2020 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX
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20-01365 | 10/29/2020 | Claimant(s): Jeffrey Breault Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D' Amura Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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19-01565 | 04/27/2020 | Claimant(s): Arnaldo Garcia and Sylvia Martinez, Daniel, Eduardo and Barbara Martinez, Eduardo Martinez and Barbara Martinez Claimant Lawyers(s): Osvaldo Carlo Respondent(s): Santander Securities LLC Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): JoAnne Lewis Nolte, Joseph Neal Richardson, Marc H. Baer Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
18-03741 | 01/24/2020 | Claimant(s): Donna Kun Claimant Lawyers(s): Jonathan Kurta Respondent(s): Carty & Company. Respondent Lawyers(s): John J. Heflin Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Dallas, TX
| | $0 |