12-02041 | 05/24/2013 | Claimant(s): Judith Gardiner, Judith Gardiner Revocable Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Linda M. Granata, Herbert Branitsky, Harris Gally Hearing Site: Ft. Lauderdale, FL
| | Expungement |
11-02175 | 03/18/2013 | Claimant(s): Gary Rucker Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Portera Arbitrator(s): Valerie J. Hamm, Darryl C. Wilson, Jack A. Helms Hearing Site: Tampa, FL
| | Expungement |
11-01948 | 10/16/2012 | Claimant(s): Michele Billings, Robert Billings Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff Hearing Site: Ft. Lauderdale, FL
| | $1,336,460 |
11-00726 | 08/02/2012 | Claimant(s): Janice Warfel, William Warfel, Antietam Industries. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Robert E. Thompson, Robert L. Chisolm, Christopher L. Mass Hearing Site: Orlando, FL
| | $233,035 |
11-00263 | 07/30/2012 | Claimant(s): C & H Properties., Calvert-Spradling Engineers., Robert L. Calvert Consulting. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Peter D. Ehrenhaft, Brian Patrick Quinn Hearing Site: Jackson, MS
| | Dismissed by Rule 12206 |
10-04056 | 05/04/2012 | Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Alexander B. Feinberg Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson Hearing Site: Atlanta, GA
| | $402,101 |
10-02971 | 03/30/2012 | Claimant(s): John Murphy Claimant Lawyers(s): Jeffrey Erez Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): Camille Besold, David M. Levine, Jon Stanley Spisiak Hearing Site: Boca Raton, FL
| | $250,000 |
10-02019 | 02/17/2012 | Claimant(s): Palmieri Family Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): Ilisa J. Smukler, William R. Alheim, Will Murphy Hearing Site: Boca Raton, FL
| | Expungement |
10-03532 | 02/13/2012 | Claimant(s): Russell Tarrant Claimant Lawyers(s): Jeffrey Erez Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Deborah A. Jackson, Pat Huddleston, Dimitri Angelo Dodys Hearing Site: Atlanta, GA
| | $314,317 |
10-02526 | 01/09/2012 | Claimant(s): Fornell Enterprises. 401(K) PSP Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawerence Polk Arbitrator(s): Kathryn J. Toronto, Marc Kalish, Jane L. Lawless Hearing Site: Orlando, FL
| | $214,618 |