| 07-02489 | 08/25/2008 | Claimant(s): Janice Lawrence, Ronald Lawrence, Recruiter's Resource.
Claimant Lawyers(s): Mark A. Schadrack
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Victoria E. Johnson, Morris S. Getzels, Valerie Lewis
Hearing Site: Los Angeles, CA
|  | $0 |
| 06-05080 | 08/21/2008 | Claimant(s): Voilet Wall, Violet M. Wall Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Citigroup Global Markets., Robert Leverte
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard
Hearing Site: Los Angeles, CA
| | $0 |
| 06-02058 | 08/14/2008 | Claimant(s): Jordan Alan, Ad. of Estate of Beth Schim
Claimant Lawyers(s): Mark E. Overland
Respondent(s): Brett Briggs, James Copping
Respondent Lawyers(s): Daniel D. Dydzak, Jeffrey S. Kob
Arbitrator(s): George L. Tindall, Kendall C. Reed, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $12,645 |
| 07-01487 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Arthur Castro
Respondent Lawyers(s): David L. Casterline
Arbitrator(s): Bert Levy, Basil Lewis, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | |
| 06-04535 | 07/23/2008 | Claimant(s): Randy Bick, Bick Family Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James H. Frank, Ernest L. Burnside, Ian F. Gow
Hearing Site: Los Angeles, CA
| | $0 |
| 02-05037 | 07/21/2008 | Claimant(s): Aktar Huda
Claimant Lawyers(s): Aktar Huda
Respondent(s): Albert Carazolez, Equitrade Securities Corporation
Respondent Lawyers(s): Albert T. Carazolez, Philip Roebuck
Arbitrator(s): William F. Davis, David J. Anderson, Steven L. Miller
Hearing Site: Los Angeles, CA
| | $53,685 |
| 00-05367 | 07/16/2008 | Claimant(s): Souad Widmeyer, Harry & Audrey Iverson
Claimant Lawyers(s): Souad Y. Widmeyer
Respondent(s): Cooke Christopher, Jeffrey Schwertfeger, Stoney Lee, Jeffco Financial Services
Respondent Lawyers(s): Clinton L. Hubbard, Cooke B. Christopher, Jeffrey A. Schwertfeger
Arbitrator(s): Alan Stamm, Richard C. Ramos, Charles Chazen
Hearing Site: Los Angeles, CA
| | $0 |
| 02-03841 | 07/15/2008 | Claimant(s): Jae C. Kim and Soon J. Kim
Claimant Lawyers(s): Jae C. Kim
Respondent(s): In Dong Oh, Rowe Park, Sae Chung, Yong Kim, Daehan Securities.
Respondent Lawyers(s): In Dong Oh, Jai Y. Son, Laura Park Chung, Rowe Park, Yong S. Kim
Arbitrator(s): Donald G. Gloisten, Stuart M. de Haaff, Mario H. Metzger
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 03-03099 | 06/19/2008 | Claimant(s): Steven Vender
Claimant Lawyers(s): William F. Davis
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward T. Swanson
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01087 | 06/12/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): John Hernandez
Respondent Lawyers(s): Daniel L. Hitzke
Arbitrator(s): Basil Lewis, Walter R. Whitman, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
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