10-00801 | 04/04/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel E. Endicott Respondent(s): David Chapman, Paul Clayton, Sheri Chapman, Sherry West, EPWM Group. Respondent Lawyers(s): Brian S. Harnikorate Officer, Michael P. McCloskey, Michael T. Conway Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, James A. Bush Hearing Site: San Diego, CA
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10-04494 | 10/07/2011 | Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989 Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig Respondent(s): John Lauer, Waveland Capital Partners LLC Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris Hearing Site: San Diego, CA
| | $0 |
11-00646 | 07/06/2011 | Claimant(s): Dr. Henry & Patrice Kankowski Claimant Lawyers(s): Matthew R. Miller Respondent(s): Jonathon Webster, Morgan Stanley & Co. Respondent Lawyers(s): Debra V. Achkire Arbitrator(s): Guenter S. Cohn, Kevin K. Forrester, Nils Stephen Sandberg Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
11-00647 | 07/06/2011 | Claimant(s): Dr. James & Nada Eischen Claimant Lawyers(s): Matthew R. Miller Respondent(s): Jonathon Webster, Morgan Stanley & Co. Respondent Lawyers(s): Debra Achkire Arbitrator(s): Guenter S. Cohn, Kevin K. Forrester, Nils Stephen Sandberg Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
10-04548 | 05/09/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): David H. Smith Respondent(s): John Arquette Respondent Lawyers(s): John Robert Arquette Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
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09-02641 | 04/27/2011 | Claimant(s): M. Michele Sawyer Claimant Lawyers(s): Jeffrey P. Lendrum Respondent(s): Carlos Legaspy, Horwitz & Associates. Respondent Lawyers(s): Dennis J. Kelly Arbitrator(s): Guenter S. Cohn, Cynthia B. Stone, E. Milton Frosburg Hearing Site: San Diego, CA
| | $0 |
09-03803 | 02/22/2011 | Claimant(s): Gilbert Lee, Lee Family Trust Claimant Lawyers(s): Marc D. Mabile Respondent(s): Bart Martinez, Wachovia Securities, A.G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
| | $34,305 |
10-01084 | 02/15/2011 | Claimant(s): IRA Susan C Trump, Roth IRA Susan C Trump, Hudson Bay Sea Food Age-Weighted Profit, Charles and Virginia Konjoyan Trust, SC Trump 2004 Trust Claimant Lawyers(s): Susan Trump Respondent(s): Jeffrey Mccoy, Mollyjo Miller Respondent Lawyers(s): Michael J. Abbott Arbitrator(s): Guenter S. Cohn, D. Brad Callen, Robert Alan Merring Hearing Site: San Diego, CA
| | Expungement |
09-01782 | 11/16/2010 | Claimant(s): Joanne Tweed Claimant Lawyers(s): Joanne Tweed Respondent(s): UBS Financial Services Inc., Mark Swan Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Gunnar Thowsen, Guenter S. Cohn, Thomas L. Marshall Hearing Site: San Diego, CA
| | $0 |
09-03896 | 03/02/2010 | Claimant(s): Bradley Mccord, Tracy Turner Claimant Lawyers(s): Tracy Turner Respondent(s): Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
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