FINRA Awards for Richard S. Frankowski

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Displaying 41-50 out of 98 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00618	09/23/2013	Claimant(s): Marian Grainger, Marian M. Grainger, as Trustee of the Ph Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Legg Mason Wood Walker, Morgan Keegan & Company. Respondent Lawyers(s): Dana N. Pescosolido, Thomas F. Barnett Arbitrator(s): Ronald Chun Hearing Site: Birmingham, AL		$0
13-00709	09/17/2013	Claimant(s): Charlotte Adams Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Curt R. Soefker Arbitrator(s): Arthur L. Tepper Hearing Site: Birmingham, AL		$50,600
12-02955	09/17/2013	Claimant(s): Bettye Burns Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Samuel L. McClaren Hearing Site: Birmingham, AL		$0
12-00039	07/31/2013	Claimant(s): Estate of Al Holloway Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Phillip Lee Scheldt Hearing Site: Birmingham, AL		$33,250
11-01226	07/30/2013	Claimant(s): Estate of Thelma A. Mendel, Thelma A. Mendel Lifetime Trust Claimant Lawyers(s): J. Curt Tanner, Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): John F. Allgood, Philip Michael Moran, Brock Bingham Gordon Hearing Site: Birmingham, AL		$279,500
12-02015	03/20/2013	Claimant(s): Keith Bryant Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Atlanta, GA		$0
12-01112	01/29/2013	Claimant(s): William Cleino Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Lawrence R. Maxwell Hearing Site: Birmingham, AL		$0
12-00116	01/15/2013	Claimant(s): Mark Kearsley Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos Provencio Arbitrator(s): Bruce W. Bennett Hearing Site: Atlanta, GA		$213
12-01111	10/22/2012	Claimant(s): Leroy Benton, Margaret Benton Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Annette Gres Shepherd Hearing Site: Jackson, MS		$213
12-01114	10/03/2012	Claimant(s): Connie Knox Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John Starnes Arbitrator(s): Stuart K. Furman Hearing Site: Birmingham, AL		$17,925