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FINRA Awards for Royal Alliance Associates.

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Displaying 21-30 out of 90 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0097511/29/2020Claimant(s): Debra Kuper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN
19-0336806/17/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Mary Margaret Bush
Hearing Site: Salt Lake City, UT
19-0284702/11/2020Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sherri Weintrop
Respondent Lawyers(s): Sherri Frank Weintrop
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: St. Louis, MO
19-0154912/03/2019Claimant(s): Earl Hartley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
19-0125611/20/2019Claimant(s): Daniel Kress
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
18-0032507/31/2019Claimant(s): Daryl Cole
Claimant Lawyers(s): Michael Bessette
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
17-0195005/14/2019Claimant(s): Beverly Symms, William and Beverly Symms Living Trust
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight
Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight
Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
18-0094102/14/2019Claimant(s): Roger Blythe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
18-0133101/28/2019Claimant(s): Roger Deal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
17-0333901/15/2019Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
Checkmark Icon$2,630,140

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