| 15-01169 | 12/19/2016 | Claimant(s): Dolores Hsu, Vadim Hsu
Claimant Lawyers(s): Morse Taylor
Respondent(s): Erin McNelly, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): David J. Anderson, Robert A. Lombardi, Richard Maurice Robinson
Hearing Site: Los Angeles, CA
|  | $31,682 |
| 15-03363 | 10/07/2016 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | |
| 15-01403 | 06/14/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | |
| 15-01284 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | |
| 14-00734 | 09/18/2014 | Claimant(s): Philip Bresnick
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Pauline Newman
Respondent Lawyers(s): Pauline Newman
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02576 | 08/06/2014 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | |
| 13-03406 | 05/20/2014 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Health Solutions
Respondent Lawyers(s): Glen Rocklin
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02504 | 01/29/2014 | Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82
Claimant Lawyers(s): Michael J. Aguirre
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs
Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn
Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs
Hearing Site: San Diego, CA
| | Expungement |
| 13-01402 | 01/27/2014 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Janet Refoa
Respondent Lawyers(s): Janet Refoa
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-06371 | 09/25/2013 | Claimant(s): The Anderson Family Trust
Claimant Lawyers(s): Steven M. Goldberg
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Arthur T. Berggren, Linda L. Drummond, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
