FINRA Awards for Richard B. Fosher

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 91-95 out of 95 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01889	06/06/2008	Claimant(s): Margaret Toruno Claimant Lawyers(s): Richard B. Fosher Respondent(s): Alliance Advisory & Securities., Associated Securities Corp Respondent Lawyers(s): Chad Weaver, H Thomas Fehn Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline Hearing Site: Los Angeles, CA		$0
07-01953	05/28/2008	Claimant(s): Lisa Hart Claimant Lawyers(s): Richard B. Fosher Respondent(s): Signator Investors. Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz Hearing Site: Memphis, TN		$42,859
07-01888	03/31/2008	Claimant(s): Roger Moore Claimant Lawyers(s): Richard B. Fosher Respondent(s): H.D. Vest Investment Services Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Gerald D. Wygant, George H. Speciale, William J. Chambers Hearing Site: Boise, ID		$0
07-01148	03/17/2008	Claimant(s): Mary Schilling Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Thomas P. Briody Arbitrator(s): Jerome J. Brault, John W. Jerak, Steven H. Vogel Hearing Site: Chicago, IL		$0
07-00339	01/11/2008	Claimant(s): Ann Stafford, James Stafford Claimant Lawyers(s): Richard B. Fosher Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): William S. Port Arbitrator(s): Leah A. Murray, Mark E. Kessinger, David B. Lacks Hearing Site: St. Louis, MO		$200,000