| 20-02140 | 03/24/2021 | Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 20-02745 | 03/12/2021 | Claimant(s): Bryan Cogliano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 19-00999 | 03/05/2021 | Claimant(s): Emily Sandusky
Claimant Lawyers(s): Richard Gerace
Respondent(s): David Lerner Associates., Jeffrey Zelka
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
|  | Expungement |
| 20-01242 | 11/17/2020 | Claimant(s): Christopher Tuck
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 19-00395 | 10/21/2020 | Claimant(s): Brian Kennedy, Vincent Catalano
Claimant Lawyers(s): David J. Freniere
Respondent(s): John Dimonda, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): John J. Jordan, Louis P. Wagman, Stephen Samuel Werner
Hearing Site: Philadelphia, PA
| | |
| 19-03202 | 08/19/2020 | Claimant(s): Stephen Chao
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 19-02013 | 06/12/2020 | Claimant(s): Lucy Schneiberg, Yuri Schneiberg
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Wells Fargo Clearing Services, Scott Kaminsky
Respondent Lawyers(s): Gerry Kowalski, Henry F. Reichner
Arbitrator(s): Cornelius C. Clancy, Louis P. Wagman, Harold Yaskin
Hearing Site: Philadelphia, PA
| | $0 |
| 19-00102 | 04/07/2020 | Claimant(s): Jay Brandt
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Richard Coleman, Legend Securities.
Respondent Lawyers(s): Richard James Coleman, Salvatore C. Caruso
Arbitrator(s): Michael Fischetti, Robin David Bleecher, Louis P. Wagman
Hearing Site: Wilmington, DE
| | $110,913 |
| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 18-01977 | 11/01/2019 | Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Craig Hymowitz
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
