Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00331 | 09/13/2022 | Claimant(s): Gerald Preschutti Claimant Lawyers(s): Stephan Louviere Respondent(s): BCG Securities. Respondent Lawyers(s): Jessica E. Levine Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 22-00507 | 08/24/2022 | Claimant(s): Ayad Amary Claimant Lawyers(s): James P Galvin Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Louis P. Wagman, Hiren B Patel Hearing Site: Philadelphia, PA | ||
| 21-02457 | 04/26/2022 | Claimant(s): Joslyn Ewart Claimant Lawyers(s): Samuel E. Cohen Respondent(s): Lincoln Investment Respondent Lawyers(s): Jessica Levine Arbitrator(s): Carol H. Gold, Richard Frank Colello, Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 21-02060 | 03/23/2022 | Claimant(s): John Hanlon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 21-01316 | 02/10/2022 | Claimant(s): Damon Slepian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-03751 | 01/14/2022 | Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman Hearing Site: Philadelphia, PA |  | Dismissed by Rule 12206 |
| 21-02520 | 12/17/2021 | Claimant(s): Michele Girgenti Claimant Lawyers(s): David I. Hantman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 21-01007 | 10/19/2021 | Claimant(s): Edward Rupertus Claimant Lawyers(s): Robert Kerrigan Respondent(s): Christ Baltas Respondent Lawyers(s): Christ Elias Baltas Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | | $14,420 |
| 20-02671 | 08/25/2021 | Claimant(s): Patrick Foley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-01045 | 05/05/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Colonial Securities Respondent Lawyers(s): Richard Campanella Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |