| 12-03464 | 09/03/2013 | Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samuel Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Christopher Albanese
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 12-04008 | 06/20/2013 | Claimant(s): Anthony Toto
Claimant Lawyers(s): Anthony R. Toto
Respondent(s): PNC Investments
Respondent Lawyers(s): Heather A. Pierce
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 11-03097 | 05/14/2013 | Claimant(s): Garret Wyckoff IRA, Garret Wyckoff and Judy Wyckoff JTTen
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Ilyse Roberta Levison, Morton S. Bunis, Edward W. Morris
Hearing Site: New York, NY
|  | $0 |
| 12-03567 | 04/24/2013 | Claimant(s): Barbara Tunis
Claimant Lawyers(s): Barbara Tunis
Respondent(s): Ellen Sayegh, Ronald Barsa
Respondent Lawyers(s): Ellen Margaret Sayegh, Ronald Elias Barsa
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $163 |
| 12-00738 | 03/12/2013 | Claimant(s): Constantine A. Makris and Suzanne Makris
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Sherrill Ruth Austin
Hearing Site: Newark, NJ
| | Expungement |
| 11-01414 | 01/18/2012 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Norman L. Tolle
Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro
Hearing Site: Newark, NJ
| | |
| 09-06320 | 10/31/2011 | Claimant(s): Estate of Margaret Cwirko
Claimant Lawyers(s): Robert Mahoney
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Dwight Wassong, Edward W. Morris, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | $241,344 |
| 10-02011 | 09/23/2011 | Claimant(s): Stanley Fela
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Thomas Caprio
Respondent Lawyers(s): Richard DeVita
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | Expungement |
| 09-06862 | 07/14/2011 | Claimant(s): Karen Wyman
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Walter C. Parrish, Edward W. Morris, Richard C. Antonelli
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
| 09-02278 | 07/01/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Anthony Orefice
Respondent Lawyers(s): Robert D. Kraus
Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris
Hearing Site: New York, NY
| | |
